| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2020-03-27 | 2022-06-17 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2020-03-27 | 2022-06-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-10-17 | 2020-03-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-10-17 | 2020-03-20 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期货合约交易 | 2012-06-11 | 2014-05-02 |
| Rep | 证券交易 | 2012-04-03 | 2014-05-02 | |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-11-04 | 2011-11-07 |