| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2011-01-12 | 2012-04-01 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-02 | 2018-04-30 |
| Rep | 就证券提供意见 | 2009-04-29 | 2010-06-02 | |
| ABCI Securities Company Limited | Rep | 证券交易 | 2007-09-12 | 2009-01-01 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 提供自动化交易服务 | - | 2003-08-26 |
| Rep | 就机构融资提供意见 | - | 2003-12-22 | |
| Rep | 就证券提供意见 | - | 2003-12-22 | |
| Rep | 提供资产管理 | - | 2003-12-22 | |
| Rep | 证券交易 | - | 2007-08-25 |