| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Eagle Brokerage Limited | RO | 就证券提供意见 | 2019-01-23 | - |
| RO | 证券交易 | 2019-01-23 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-12-30 | 2017-08-05 |
| Hongkong Bay Securities Limited | RO | 证券交易 | 2013-08-20 | 2015-01-19 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-05-25 | 2013-01-28 |