| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2023-07-28 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2022-01-28 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2021-11-11 | - |
| Rep | 证券交易 | 2021-11-11 | - | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2013-09-26 | 2014-06-03 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-03 | 2014-07-19 |
| Rep | 就证券提供意见 | 2008-11-17 | 2010-06-03 |
已采集记录中暂无金管局登记。