| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2018-02-20 | 2021-12-16 |
| Rep | 证券交易 | 2018-02-20 | 2021-12-16 | |
| Sun International Investment Services Limited | Rep | 证券交易 | 2017-01-10 | 2017-08-21 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2014-09-16 | 2016-12-30 |
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2012-11-20 | 2014-04-19 |
| Rep | 证券交易 | 2012-03-02 | 2014-04-19 | |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-03 | 2011-12-05 |
| Rep | 就证券提供意见 | 2010-02-26 | 2010-06-03 |