| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | RO | 证券交易 | 2013-12-17 | - |
| Rep | 证券交易 | 2010-06-18 | 2013-12-17 | |
| Rep | 就证券提供意见 | 2007-08-03 | 2010-06-18 | |
| Rep | 就证券提供意见 | 2006-11-24 | 2007-07-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-10-26 | 2006-03-07 |