| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Topaz Financial Group Limited | Rep | 证券交易 | 2021-07-19 | 2025-04-30 |
| KOALA SECURITIES LIMITED | Rep | 证券交易 | 2017-08-11 | 2021-06-17 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2013-03-28 | 2017-06-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2013-03-28 | 2017-06-27 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2011-07-18 | 2013-03-19 |