| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2018-12-03 | 2020-02-20 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2018-12-03 | 2020-02-20 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-18 | 2015-11-16 |
| Rep | 就证券提供意见 | 2004-10-06 | 2010-06-18 |