| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2020-10-08 | - |
| Rep | 证券交易 | 2020-10-08 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-10-08 | - |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2019-02-19 | 2020-09-25 |
| Rep | 就证券提供意见 | 2018-04-03 | 2020-09-25 | |
| China Securities (International) Asset Management Company Limited | Rep | 就证券提供意见 | 2017-08-08 | 2020-09-25 |
| Rep | 提供资产管理 | 2017-08-08 | 2020-09-25 | |
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2015-09-14 | 2020-09-25 |
| Rep | 证券交易 | 2015-09-14 | 2020-09-25 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-07-24 | 2015-08-03 |
| Rep | 就证券提供意见 | 2012-04-17 | 2015-08-03 | |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-05-31 | 2012-02-17 |
| Rep | 就证券提供意见 | 2009-12-29 | 2010-05-31 |
已采集记录中暂无金管局登记。