Yip, Chak Hang 葉澤恒 SFC Licences and HKMA Registrations (ID 76774)

Yip, Chak Hang 葉澤恒 SFC Licences and HKMA Registrations (ID 76774)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
ICBC (ASIA) SECURITIES LIMITED	Rep	就证券提供意见	2022-03-02	-
	Rep	证券交易	2022-03-02	-
OnePlatform Securities Limited	Rep	就证券提供意见	2016-08-22	2018-04-06
	Rep	证券交易	2015-12-16	2018-04-06
OnePlatform Asset Management Limited	Rep	提供资产管理	2009-10-16	2018-04-06
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期货合约交易	2009-09-10	2015-03-17
	Rep	证券交易	2009-08-06	2015-03-17
OnePlatform Asset Management Limited	Rep	就证券提供意见	2009-08-06	2018-04-06
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2008-01-30	2009-07-14
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	就证券提供意见	2007-12-27	2009-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2007-12-27	2009-07-14
ABCI Securities Company Limited	Rep	证券交易	2007-05-02	2007-10-02
	Rep	就证券提供意见	2007-03-22	2007-10-02
Henyep Capital Management Limited	Rep	就证券提供意见	2006-05-23	2007-03-10
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	就证券提供意见	2005-10-28	2006-04-30

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。