Personnel Hong Kong SFC License Details (ID 76824)

Personnel Hong Kong SFC License Details (ID 76824)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2013-12-09	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2012-01-09	-
Glory Sun Securities Limited	Rep	证券交易	2011-11-15	2012-01-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	期货合约交易	2011-02-28	2011-10-03
	Rep	证券交易	2011-02-28	2011-10-03
CELESTIAL COMMODITIES LIMITED	Rep	期货合约交易	2009-07-27	2011-02-22
CASH ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2009-05-21	2011-02-22
CELESTIAL SECURITIES LIMITED	Rep	证券交易	2006-09-25	2011-02-22
BOCOM International Holdings Company Limited	Rep	就证券提供意见	2005-06-28	2006-08-20
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	就证券提供意见	2005-03-10	2005-06-23
	Rep	就证券提供意见	2005-02-07	2005-03-10
	RO	就证券提供意见	2004-07-06	2005-02-07
	Rep	就机构融资提供意见	2003-04-01	2004-04-02
	Rep	就证券提供意见	2003-04-01	2004-07-06