Chan, Tor 陳舵
证监会中央编号:AEM794
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | - |
| Rep | 证券交易 | 2014-11-13 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2014-11-13 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2014-11-13 | 2016-06-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2013-11-14 | 2014-11-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2013-11-14 | 2014-11-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2006-04-13 | 2013-11-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2006-04-13 | 2013-11-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2006-04-13 | 2013-11-01 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-03 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 证券交易 | 2003-04-01 | 2006-02-06 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-06-03 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 期货合约交易 | 2003-04-01 | 2006-02-06 |