| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZHEN XIN GLOBAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2025-12-29 | - |
| RO | 提供资产管理 | 2025-12-29 | - | |
| Tianfu International Securities Group Company Limited | RO | 就证券提供意见 | 2025-03-28 | 2025-11-20 |
| RO | 提供资产管理 | 2025-03-28 | 2025-11-20 | |
| RO | 证券交易 | 2025-03-28 | 2025-11-20 | |
| Ethk Funds Limited | RO | 提供资产管理 | 2024-01-29 | 2024-05-31 |
| Carnegie Hill Capital Partners Limited | RO | 就证券提供意见 | 2022-12-08 | 2023-05-16 |
| RO | 提供资产管理 | 2022-12-08 | 2023-05-16 | |
| RO | 证券交易 | 2022-12-08 | 2023-05-16 | |
| GLENWORTH CAPITAL LIMITED | RO | 就证券提供意见 | 2018-10-08 | 2022-05-10 |
| RO | 提供资产管理 | 2018-10-08 | 2022-05-10 | |
| SP Global Access Limited | RO | 证券交易 | 2017-03-29 | 2017-09-28 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-01-06 | 2017-03-08 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2016-01-06 | 2017-03-08 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-04-26 | 2015-12-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-12-20 | 2015-12-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-12-20 | 2015-12-11 |
已采集记录中暂无金管局登记。