Personnel Hong Kong SFC License Details (ID 76862)

Personnel Hong Kong SFC License Details (ID 76862)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
VALUABLE CAPITAL LIMITED	Rep	就证券提供意见	2020-09-02	-
	Rep	提供资产管理	2020-09-02	-
	Rep	期货合约交易	2020-07-21	-
	Rep	证券交易	2020-07-21	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2017-06-13	2020-05-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2017-06-13	2020-05-29
Success Futures and Foreign Exchange Limited	Rep	期货合约交易	2014-05-20	2017-05-30
Success Securities Limited	Rep	证券交易	2014-05-20	2017-05-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2010-02-03	2014-03-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2009-12-03	2014-03-29
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-12-03	2014-03-29
OnePlatform Asset Management Limited	Rep	就证券提供意见	2005-06-27	2009-09-09