| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mont Avenir Capital Limited | RO | 就证券提供意见 | 2026-07-16 | - |
| RO | 证券交易 | 2026-07-16 | - | |
| Rep | 就证券提供意见 | 2026-06-12 | 2026-07-16 | |
| Rep | 证券交易 | 2026-06-12 | 2026-07-16 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2024-10-03 | 2026-06-09 |
| Rep | 就证券提供意见 | 2020-06-11 | 2026-06-09 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2018-05-08 | 2024-07-26 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-05-08 | 2026-06-09 |
| FORMAX SECURITIES LIMITED | Rep | 期货合约交易 | 2017-11-24 | 2018-04-30 |
| Rep | 证券交易 | 2017-11-24 | 2018-04-30 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2017-02-06 | 2017-11-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2017-02-06 | 2017-11-06 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-06-29 | 2014-04-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-06-29 | 2014-04-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-06-29 | 2014-04-07 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2005-11-09 | 2010-05-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-11-09 | 2010-05-24 |
已采集记录中暂无金管局登记。