| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-03-02 | 2015-12-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-03-02 | 2015-12-09 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-12-08 | 2015-02-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2003-12-16 | 2015-02-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2003-12-16 | 2015-02-21 |
| TAT LEE SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-11-09 |
| Rep | 就证券提供意见 | - | 2003-11-09 | |
| Rep | 提供资产管理 | - | 2003-11-09 | |
| Rep | 证券交易 | - | 2003-11-09 |