Lai, Lap Yan 賴立人
证监会中央编号:AUR101
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2021-03-12 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2020-09-14 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2020-09-14 | 2021-03-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2019-02-28 | 2020-08-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2014-02-26 | 2020-08-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-02-26 | 2019-02-28 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2012-03-12 | 2014-02-16 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2012-03-12 | 2014-02-16 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-09-08 | 2011-12-21 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-09-08 | 2011-12-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-09-08 | 2011-12-21 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2010-05-05 | 2011-09-05 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2010-02-03 | 2011-09-05 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-02-03 | 2011-09-05 |
已采集记录中暂无金管局登记。