| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | 2020-02-14 |
| Rep | 证券交易 | 2007-01-22 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2007-01-22 | 2020-02-14 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-01-22 | 2016-06-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-04-19 | 2007-01-13 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-08-25 |
| Rep | 提供资产管理 | - | 2003-08-25 |
| Rep | 提供自动化交易服务 | - | 2003-08-25 |
| Rep | 期货合约交易 | - | 2007-01-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-25 |
| Rep | 就证券提供意见 | - | 2003-08-25 |
| Rep | 提供资产管理 | - | 2003-08-25 |
| Rep | 提供自动化交易服务 | - | 2003-08-25 |
| Rep | 证券交易 | - | 2007-01-13 |