| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2010-10-29 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-10-29 | 2011-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-10-29 | 2011-10-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-01-29 | 2009-07-16 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-05-10 | 2007-04-23 |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2006-03-07 | 2006-04-27 |