| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2018-05-10 | 2018-08-09 |
| Hao Tian International Securities Limited | Rep | 证券交易 | 2018-05-10 | 2018-08-09 |
| FORMAX SECURITIES LIMITED | RO | 期货合约交易 | 2017-12-06 | 2018-02-13 |
| RO | 证券交易 | 2017-12-06 | 2018-02-13 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-09-10 | 2017-10-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-09-10 | 2017-10-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-11-28 | 2015-08-29 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2008-11-28 | 2015-08-29 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-11-28 | 2015-08-29 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自动化交易服务 | - | 2003-08-15 |
| Rep | 提供资产管理 | - | 2003-12-09 |
| Rep | 就期货合约提供意见 | - | 2005-03-21 |
| Rep | 期货合约交易 | - | 2008-11-18 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-21 |
| Rep | 就证券提供意见 | - | 2005-03-21 |
| Rep | 提供资产管理 | - | 2005-03-21 |
| Rep | 证券交易 | - | 2008-11-18 |