| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-07-29 | 2013-08-12 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-07-29 | 2013-08-12 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-07-29 | 2013-08-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-06-19 | 2010-05-04 |
| Rep | 杠杆式外汇交易 | 2009-01-07 | 2011-07-08 | |
| Rep | 期货合约交易 | 2007-11-26 | 2011-07-08 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-11-26 | 2011-07-08 |