| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2016-07-01 | 2017-06-22 |
| Rep | 证券交易 | 2016-07-01 | 2017-06-22 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2006-11-21 | 2017-06-22 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2005-11-28 | 2016-06-30 |
| Rep | 证券交易 | 2005-11-04 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-11-04 | 2016-06-30 |
| Quam Securities Limited | Rep | 证券交易 | 2005-08-12 | 2005-11-01 |