| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2016-07-01 | - |
| Rep | 证券交易 | 2009-01-09 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-01-09 | 2016-06-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-02-03 | 2009-01-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-24 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-05-24 | |
| Rep | 证券交易 | 2003-04-01 | 2009-01-01 |