| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Solshire International Capital Management (HK) Limited | Rep | 就证券提供意见 | 2019-03-05 | 2019-10-04 |
| Rep | 提供资产管理 | 2019-03-05 | 2019-10-04 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-02-26 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-12-29 | 2019-02-26 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-06-13 | 2017-10-02 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-06-15 | 2014-06-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-06-15 | 2014-06-07 |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2008-03-06 | 2009-05-12 |