| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOWEN CAPITAL (HK) LIMITED | RO | 就证券提供意见 | 2023-09-22 | - |
| RO | 提供资产管理 | 2023-09-22 | - | |
| Rep | 就证券提供意见 | 2023-03-31 | 2023-09-22 | |
| Rep | 提供资产管理 | 2023-03-31 | 2023-09-22 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就证券提供意见 | 2018-04-24 | 2022-03-08 |
| Rep | 就证券提供意见 | 2018-01-18 | 2018-04-24 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2014-08-18 | 2017-12-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2012-12-28 | 2014-07-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2011-08-08 | 2012-12-19 |
| PLATINUM BROKING COMPANY LIMITED | Rep | 就证券提供意见 | 2011-03-14 | 2011-07-07 |
| Rep | 证券交易 | 2010-10-13 | 2011-03-25 |
已采集记录中暂无金管局登记。