| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-09-28 | 2012-04-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-09-28 | 2012-04-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-12-11 | 2007-06-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-05-25 | 2007-06-14 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2004-04-16 | 2007-06-14 |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-02-09 | 2004-04-15 |