| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | 期货合约交易 | 2024-02-26 | - |
| Funderstone Securities Limited | Rep | 证券交易 | 2024-02-26 | - |
| CORPORATE COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-01-17 | 2023-01-17 |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2009-09-10 | 2023-01-17 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2009-05-25 | 2009-08-21 |
| SINOMAX SECURITIES LIMITED | Rep | 证券交易 | 2007-09-17 | 2009-01-30 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2006-07-17 | 2007-08-15 |