| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORPORATE COMMODITIES LIMITED | Rep | 期货合约交易 | 2010-02-17 | - |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2010-01-21 | - |
| RICHE BRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-05-13 | 2010-01-15 |
| CORPORATE BROKERS LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2009-05-05 | |
| CORPORATE COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-02-18 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-18 | |
| Rep | 期货合约交易 | 2003-04-01 | 2009-05-05 |