| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2015-11-30 | - |
| RO | 就证券提供意见 | 2015-11-30 | - | |
| RO | 证券交易 | 2015-11-30 | - | |
| Merrill Lynch Far East Limited | RO | 就机构融资提供意见 | 2015-11-30 | 2025-01-15 |
| RO | 就证券提供意见 | 2015-11-30 | 2025-01-15 | |
| RO | 证券交易 | 2015-11-30 | 2025-01-15 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2015-10-12 | 2015-11-30 |
| Rep | 就证券提供意见 | 2015-10-12 | 2015-11-30 | |
| Rep | 证券交易 | 2015-10-12 | 2015-11-30 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2015-10-12 | 2015-11-30 |
| Rep | 就证券提供意见 | 2015-10-12 | 2015-11-30 | |
| Rep | 证券交易 | 2015-10-12 | 2015-11-30 | |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2008-07-15 | 2015-08-07 |
| RO | 就证券提供意见 | 2008-07-15 | 2015-08-07 | |
| RO | 证券交易 | 2008-07-15 | 2015-08-07 | |
| Rep | 就证券提供意见 | 2008-05-29 | 2008-07-15 | |
| Rep | 就机构融资提供意见 | 2008-04-23 | 2008-07-15 | |
| Rep | 证券交易 | 2008-04-23 | 2008-07-15 | |
| BEAR STEARNS ASIA LIMITED | RO | 就机构融资提供意见 | 2005-07-21 | 2008-04-09 |
| RO | 证券交易 | 2005-07-21 | 2008-04-09 | |
| Rep | 就机构融资提供意见 | 2005-07-11 | 2005-07-21 | |
| Rep | 证券交易 | 2005-07-11 | 2005-07-21 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就机构融资提供意见 | 2004-07-07 | 2005-06-30 |
| RO | 证券交易 | 2004-07-07 | 2005-06-30 | |
| Rep | 就机构融资提供意见 | 2004-05-17 | 2004-07-07 | |
| Rep | 证券交易 | 2004-05-17 | 2004-07-07 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2004-05-10 | 2004-05-14 |
| Rep | 证券交易 | 2004-05-10 | 2004-05-14 | |
| RO | 就机构融资提供意见 | 2003-04-01 | 2004-05-10 | |
| RO | 证券交易 | 2003-04-01 | 2004-05-10 |
金管局记录暂时无法加载，请稍后重试。