| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RO | 就证券提供意见 | 2023-12-11 | - |
| Rep | 就证券提供意见 | 2021-06-04 | 2023-12-11 | |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | RO | 就证券提供意见 | 2019-01-04 | 2021-06-02 |
| Rep | 就证券提供意见 | 2018-07-25 | 2019-01-04 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2017-08-16 | 2018-02-16 |
| Rep | 期货合约交易 | 2017-08-16 | 2018-02-16 | |
| Rep | 证券交易 | 2017-08-16 | 2018-02-16 | |
| RO | 期货合约交易 | 2016-12-09 | 2017-08-16 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2013-04-10 | 2013-08-09 |
| Credit Suisse (Hong Kong) Limited | RO | 证券交易 | 2011-11-23 | 2017-08-16 |
| Rep | 证券交易 | 2010-11-03 | 2011-11-23 | |
| Rep | 提供自动化交易服务 | 2010-11-03 | 2013-11-01 | |
| Rep | 期货合约交易 | 2010-11-03 | 2016-12-09 | |
| RO | 就证券提供意见 | 2005-06-02 | 2017-08-16 | |
| Rep | 就证券提供意见 | 2003-06-02 | 2005-06-02 |
已采集记录中暂无金管局登记。