| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 提供资产管理 | 2024-06-18 | - |
| RO | 期货合约交易 | 2024-06-18 | - | |
| RO | 证券交易 | 2024-06-18 | - | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 提供自动化交易服务 | 2017-04-24 | 2023-08-15 |
| Credit Suisse (Hong Kong) Limited | RO | 提供自动化交易服务 | 2009-10-08 | 2013-11-01 |
| RO | 就期货合约提供意见 | 2009-10-08 | 2023-08-15 | |
| RO | 就证券提供意见 | 2009-10-08 | 2023-08-15 | |
| RO | 期货合约交易 | 2009-10-08 | 2023-08-15 | |
| RO | 证券交易 | 2009-10-08 | 2023-08-15 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2009-10-08 | 2023-08-15 |
| RO | 证券交易 | 2009-10-08 | 2023-08-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2009-06-08 | 2009-10-08 |
| Rep | 期货合约交易 | 2009-06-08 | 2009-10-08 | |
| Rep | 证券交易 | 2009-06-08 | 2009-10-08 | |
| UBS DERIVATIVES HONG KONG LIMITED | RO | 期货合约交易 | 2005-05-19 | 2009-04-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2003-06-11 | 2009-04-08 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2003-05-12 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-05-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-05-12 | |
| Rep | 证券交易 | 2003-04-01 | 2009-04-08 |
金管局记录暂时无法加载，请稍后重试。