| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2016-05-24 | 2022-12-15 |
| RO | 就证券提供意见 | 2016-05-24 | 2022-12-15 | |
| RO | 证券交易 | 2016-05-24 | 2022-12-15 | |
| Rep | 就机构融资提供意见 | 2016-03-07 | 2016-05-24 | |
| Rep | 就证券提供意见 | 2016-03-07 | 2016-05-24 | |
| Rep | 证券交易 | 2016-03-07 | 2016-05-24 | |
| Rep | 期货合约交易 | 2016-03-07 | 2017-06-30 | |
| RO | 就机构融资提供意见 | 2009-10-06 | 2012-06-01 | |
| RO | 就证券提供意见 | 2009-10-06 | 2012-06-01 | |
| RO | 提供自动化交易服务 | 2009-10-06 | 2012-06-01 | |
| RO | 期货合约交易 | 2009-10-06 | 2012-06-01 | |
| RO | 证券交易 | 2009-10-06 | 2012-06-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-06-01 |
| Rep | 就证券提供意见 | - | 2003-06-01 | |
| Rep | 提供资产管理 | - | 2003-06-01 |