| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 提供自动化交易服务 | 2012-05-30 | 2013-11-01 |
| RO | 就证券提供意见 | 2012-05-30 | 2017-01-01 | |
| RO | 期货合约交易 | 2012-05-30 | 2017-01-01 | |
| RO | 证券交易 | 2009-01-30 | 2017-01-01 | |
| Rep | 提供自动化交易服务 | 2008-11-07 | 2012-05-30 | |
| Rep | 期货合约交易 | 2008-11-07 | 2012-05-30 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-08-28 | 2008-11-24 |
| Rep | 期货合约交易 | 2008-08-28 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-07-28 | 2009-01-30 |