Abbiss, Justin John Hong Kong SFC License Details (ID 77176)

Abbiss, Justin John Hong Kong SFC License Details (ID 77176)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	证券交易	2013-09-06	2015-05-30
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2010-05-05	2013-05-30
	Rep	期货合约交易	2010-05-05	2013-05-30
	Rep	证券交易	2010-05-05	2013-05-30
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2010-05-05	2013-05-30
Morgan Stanley Asia Limited	Rep	提供自动化交易服务	2006-02-21	2010-02-10
	Rep	证券交易	2006-02-21	2010-02-10
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-02-21	2010-02-10
	Rep	期货合约交易	2006-02-21	2010-02-10
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2006-02-21	2010-02-10
Credit Agricole Securities (Asia) Limited	Rep	就机构融资提供意见	-	2004-09-24
	Rep	提供资产管理	-	2004-09-24
	Rep	就证券提供意见	-	2005-03-23
	Rep	证券交易	-	2006-01-19
RBS Asia Securities (Hong Kong) Limited	Rep	就机构融资提供意见	-	2005-02-04
	Rep	就证券提供意见	-	2005-02-04
	Rep	提供资产管理	-	2005-02-04
	Rep	证券交易	-	2005-02-04