| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2016-09-07 | 2023-03-17 |
| RO | 就证券提供意见 | 2016-09-07 | 2023-03-17 | |
| RO | 证券交易 | 2016-09-07 | 2023-03-17 | |
| Rep | 就证券提供意见 | 2007-05-22 | 2016-09-07 | |
| Rep | 就机构融资提供意见 | 2007-04-13 | 2016-09-07 | |
| Rep | 证券交易 | 2007-04-13 | 2016-09-07 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2004-10-11 | 2007-03-31 |
| Rep | 证券交易 | 2004-10-11 | 2007-03-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-07-04 | 2004-09-16 |
| Rep | 证券交易 | 2003-07-04 | 2004-09-16 |