| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就期货合约提供意见 | 2020-12-23 | - |
| RO | 就证券提供意见 | 2020-12-23 | - | |
| RO | 证券交易 | 2020-01-22 | - | |
| Morgan Stanley Hong Kong Securities Limited | RO | 提供自动化交易服务 | 2020-01-22 | - |
| RO | 期货合约交易 | 2020-01-22 | - | |
| RO | 证券交易 | 2020-01-22 | - | |
| Rep | 提供自动化交易服务 | 2019-07-17 | 2020-01-22 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2019-07-15 | 2020-01-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2019-07-15 | 2020-01-22 |
| Rep | 证券交易 | 2019-07-15 | 2020-01-22 | |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2015-09-07 | 2019-04-09 |
| Merrill Lynch Far East Limited | RO | 提供自动化交易服务 | 2015-09-07 | 2018-11-16 |
| RO | 期货合约交易 | 2015-09-07 | 2019-04-09 | |
| RO | 证券交易 | 2015-09-07 | 2019-04-09 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2014-06-23 | 2015-09-07 |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2014-06-23 | 2015-09-07 |
| Rep | 期货合约交易 | 2014-06-23 | 2015-09-07 | |
| Rep | 证券交易 | 2014-06-23 | 2015-09-07 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2013-08-22 | 2014-03-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-07 | 2013-11-01 |
| Rep | 期货合约交易 | 2008-11-07 | 2014-03-01 | |
| Rep | 证券交易 | 2007-07-04 | 2014-03-01 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-07-04 | 2008-11-24 |
| Rep | 期货合约交易 | 2007-07-04 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-07-04 | 2014-03-01 |
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