| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-20 | - |
| Rep | 证券交易 | 2013-06-20 | - | |
| Rep | 就机构融资提供意见 | 2013-06-20 | 2022-09-23 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2013-06-20 | 2013-08-31 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-07-07 | 2013-06-04 |
| Rep | 就证券提供意见 | 2006-07-07 | 2013-06-04 | |
| Rep | 证券交易 | 2006-07-07 | 2013-06-04 |