| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2011-06-09 | 2013-06-04 |
| Rep | 期货合约交易 | 2011-06-09 | 2013-06-04 | |
| Rep | 证券交易 | 2011-06-09 | 2013-06-04 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-07-23 | 2009-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-07-04 | 2009-02-27 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-02-13 | 2007-05-30 |