| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | 就证券提供意见 | 2021-06-04 | - |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就证券提供意见 | 2020-05-19 | 2021-06-02 |
| Credit Suisse (Hong Kong) Limited | RO | 就证券提供意见 | 2014-07-17 | 2020-02-07 |
| Rep | 就证券提供意见 | 2004-06-01 | 2014-07-17 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-04-29 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-04-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-04-29 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-29 |