| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2025-11-21 | 2026-04-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-11-21 | 2026-04-24 |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-08-09 | 2020-08-05 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-05-14 | 2012-07-10 |
| Rep | 就证券提供意见 | 2010-05-14 | 2013-05-04 | |
| Rep | 证券交易 | 2010-05-14 | 2013-05-04 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-04-20 | 2009-02-06 |