Personnel Hong Kong SFC License Details (ID 77207)

Personnel Hong Kong SFC License Details (ID 77207)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	证券交易	2026-09-23	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	就证券提供意见	2026-03-26	2026-09-01
	Rep	证券交易	2026-03-26	2026-09-01
AXA Investment Managers Asia Limited	Rep	就证券提供意见	2024-04-29	2026-09-01
	Rep	证券交易	2024-04-29	2026-09-01
BNY Mellon Investment Management Hong Kong Limited	Rep	就证券提供意见	2014-01-16	2015-08-01
	Rep	证券交易	2014-01-16	2015-08-01
Credit Suisse (Hong Kong) Limited	Rep	就证券提供意见	2009-04-23	2013-11-30
	Rep	证券交易	2009-04-23	2013-11-30
Aberdeen International Investment Management Limited	Rep	就证券提供意见	2008-05-14	2009-04-30
	Rep	证券交易	2008-04-14	2009-04-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	提供资产管理	2006-07-27	2008-03-14
	Rep	证券交易	2006-06-01	2008-03-14
DWS Investments Hong Kong Limited	Rep	就证券提供意见	2004-04-21	2006-04-22
	Rep	证券交易	2004-04-21	2006-04-22
PEGASUS FUND MANAGERS LIMITED	Rep	就证券提供意见	2003-04-01	2004-03-02
	Rep	提供资产管理	2003-04-01	2004-03-02