| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2016-12-19 | 2022-04-29 |
| Rep | 证券交易 | 2016-12-19 | 2022-04-29 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期货合约交易 | 2015-06-19 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2015-06-19 | 2022-04-29 |
| Rep | 证券交易 | 2015-06-19 | 2022-04-29 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2015-06-19 | 2016-12-18 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-03-06 | 2015-05-14 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2013-03-06 | 2015-05-14 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-07-30 | 2012-05-17 |