| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2017-08-25 | - |
| Rep | 证券交易 | 2017-08-25 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-11-11 | 2017-05-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-26 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-26 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-26 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-10-26 | |
| Rep | 证券交易 | 2003-04-01 | 2004-10-26 |