| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA CAPITAL LIMITED | RO | 就机构融资提供意见 | 2025-09-26 | - |
| Rep | 就机构融资提供意见 | 2025-05-28 | 2025-09-26 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2025-05-28 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2025-05-28 | - |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2016-10-20 | 2023-12-12 |
| Rep | 就机构融资提供意见 | 2012-12-04 | 2016-10-20 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-07-13 | 2012-08-24 |
| Rep | 就证券提供意见 | 2011-07-13 | 2012-08-24 | |
| Rep | 证券交易 | 2011-07-13 | 2012-08-24 | |
| BOCI ASIA LIMITED | Rep | 证券交易 | 2003-04-01 | 2004-05-18 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2011-05-16 |