| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Axis Capital Management Limited | Rep | 就证券提供意见 | 2019-05-24 | 2020-04-24 |
| Rep | 提供资产管理 | 2019-05-24 | 2020-04-24 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2013-07-02 | 2015-01-08 |
| Rep | 就证券提供意见 | 2013-07-02 | 2015-01-08 | |
| Rep | 证券交易 | 2013-07-02 | 2015-01-08 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-06-08 | 2012-10-31 |
| Rep | 就证券提供意见 | 2011-06-08 | 2012-10-31 | |
| Rep | 证券交易 | 2011-06-08 | 2012-10-31 |