| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Zentrum Capital Advisors Limited | Rep | 提供资产管理 | 2016-05-18 | 2017-02-28 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2015-10-05 | 2016-04-02 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-05-06 | 2013-05-10 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-10-13 |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 就证券提供意见 | - | 2005-05-05 |