| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUNG SING SECURITIES LIMITED | RO | 就证券提供意见 | 2022-08-25 | - |
| RO | 证券交易 | 2022-08-25 | - | |
| Rep | 提供资产管理 | 2018-12-04 | - | |
| Rep | 就证券提供意见 | 2018-12-04 | 2022-08-25 | |
| Rep | 证券交易 | 2018-11-26 | 2022-08-25 | |
| STOCKWELL SECURITIES LIMITED | Rep | 证券交易 | 2018-09-24 | 2018-10-02 |
| Cypress Capital Hong Kong Limited | Rep | 就证券提供意见 | 2013-08-23 | 2015-11-23 |
| Rep | 提供资产管理 | 2013-08-23 | 2015-11-23 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2011-05-30 | 2012-05-19 |
| Rep | 就证券提供意见 | 2011-05-30 | 2012-05-19 | |
| Rep | 证券交易 | 2011-05-30 | 2012-05-19 | |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2010-11-22 | 2011-04-20 |
已采集记录中暂无金管局登记。