| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RO | 期货合约交易 | 2024-11-01 | - |
| RO | 证券交易 | 2023-07-20 | - | |
| RO | 提供资产管理 | 2023-01-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2013-07-09 | 2022-04-29 |
| Rep | 证券交易 | 2007-10-24 | 2022-04-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-08-06 | 2007-08-06 |