| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2013-06-17 | 2017-04-01 |
| Rep | 就证券提供意见 | 2013-06-17 | 2017-04-01 | |
| Rep | 证券交易 | 2013-06-17 | 2017-04-01 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2013-06-17 | 2017-04-01 |
| Rep | 就证券提供意见 | 2013-06-17 | 2017-04-01 | |
| Rep | 证券交易 | 2013-06-17 | 2017-04-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-12-24 | 2012-07-10 |
| Rep | 就证券提供意见 | 2010-12-24 | 2013-03-19 | |
| Rep | 证券交易 | 2010-09-22 | 2013-03-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-07-30 | 2010-06-11 |