| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-01-16 | 2022-11-30 |
| Rep | 证券交易 | 2019-01-16 | 2022-11-30 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2018-01-16 | 2018-08-29 |
| Rep | 就证券提供意见 | 2018-01-16 | 2018-08-29 | |
| Rep | 期货合约交易 | 2013-01-07 | 2018-08-29 | |
| Rep | 证券交易 | 2010-02-02 | 2018-08-29 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-08-23 | 2009-05-12 |
| Rep | 证券交易 | 2007-08-23 | 2009-05-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-04-12 | 2006-04-21 |